Compliance

Ex-broker escapes conviction for false statement

Ex-broker escapes conviction for false statement

by • 20 Apr 2022
A former NSW-based broker has walked away from jail time after filing a false credit licence annual compliance... READ MORE
‘Can’t get to everything’: ASIC pressed on dismissed complaints

‘Can’t get to everything’: ASIC pressed on dismissed complaints

by Sarah Simpkins • 8 Apr 2022
The regulator has been grilled on why it decided to pursue no further action for 65 per cent of reports of misconduct... READ MORE
$20k grants for NSW flood residents

$20k grants for NSW flood residents

by • 7 Apr 2022
As part of the state government’s flood relief, a further $112 million package has been set aside for flood-impacted... READ MORE
Former mortgage broker banned for 6 years

Former mortgage broker banned for 6 years

by • 6 Apr 2022
ASIC has banned former Finsure broker Rodney Peter Maher after he was found to be “reckless” in providing... READ MORE
ASIC bans former adviser and broker for 10 years

ASIC bans former adviser and broker for 10 years

by reporter • 5 Apr 2022
After having been jailed for breaking Western Australian COVID-19 rules to attend an AFL Grand Final match, former... READ MORE
Former finance broker fined for fraud

Former finance broker fined for fraud

by Sarah Simpkins • 4 Apr 2022
A former used-car finance broker has been convicted and fined over four charges of obtaining financial advantage by... READ MORE
Government drops broker rem review

Government drops broker rem review

by Annie Kane • 21 Mar 2022
The federal government has said it will not review broker remuneration this year. READ MORE
ACT government cuts stamp duty further

ACT government cuts stamp duty further

by • 17 Mar 2022
Home buyers in the ACT who purchase off-the-plan properties to the value of $600,000 will have their stamp duty... READ MORE
Lismore flood support

Housing support for NSW flood-impacted communities

by • 15 Mar 2022
Temporary housing and rental support are on the way for thousands of people left stranded after floodwaters left... READ MORE
Qld responds to housing crisis, amid flood disaster

Qld responds to housing crisis, amid flood disaster

by • 14 Mar 2022
As the catastrophic flood event leaves thousands homeless, the Queensland government rolls out measures to aid the... READ MORE