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Compliance

“No one left behind”: Labor sworn in

“No one left behind”: Labor sworn in
by • 24 May 2022

 

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10 cyber-security questions to ask your service provider

10 cyber-security questions to ask your service provider
by Annie Kane • 18 May 2022
Earlier this month, a new legal precedent was set for financial services businesses. Australian Financial Services... READ MORE
Queensland confirms review into HomeBuilder applicants

Queensland confirms review into HomeBuilder applicants
by • 12 May 2022
HomeBuilder, which ran from June 2020 to March 2021, was a program introduced by the Morrison government that... READ MORE
AFCA

AFCA targets complaints without merit in new reform
by Sarah Simpkins • 10 May 2022
The Australian Financial Complaints Authority (AFCA) has launched the feature after completing a pilot, where it said... READ MORE
Lightspeed director charged $220k over credit act breach

Lightspeed director charged $220k over credit act breach
by • 5 May 2022
According to ASIC, these proceedings began when Lightspeed Finance provided a client with a loan that was considered... READ MORE
‘Asinine’, excessive: Breach reporting regime weighs on industry

‘Asinine’, excessive: Breach reporting regime weighs on industry
by Sarah Simpkins • 3 May 2022
A study conducted by CoreData Research and commissioned by legal technology provider Lawcadia and legal firm Gadens... READ MORE
Ex-broker escapes conviction for false statement

Ex-broker escapes conviction for false statement
by • 20 Apr 2022
The Australian Securities and Investments Commission (ASIC) has confirmed that Shiwei He, a former NSW-based broker,... READ MORE
‘Can’t get to everything’: ASIC pressed on dismissed complaints

‘Can’t get to everything’: ASIC pressed on dismissed complaints
by Sarah Simpkins • 8 Apr 2022
During a Senate estimates hearing on Wednesday (6 April), Liberal senator Gerard Rennick referred to data from... READ MORE
$20k grants for NSW flood residents

$20k grants for NSW flood residents
by • 7 Apr 2022
In the latest round of funding for flood-impacted residents, the NSW government said cash grants of up to $20,000... READ MORE
Former mortgage broker banned for 6 years

Former mortgage broker banned for 6 years
by • 6 Apr 2022
The Australian Securities & Investments Commission has banned the Victoria-based broker from engaging in credit... READ MORE
ASIC bans former adviser and broker for 10 years

ASIC bans former adviser and broker for 10 years
by reporter • 5 Apr 2022
The Australian Securities & Investments Commission (ASIC) has banned former financial planner and broker Mark... READ MORE
Former finance broker fined for fraud

Former finance broker fined for fraud
by Sarah Simpkins • 4 Apr 2022
Ex-broker Daniel Wilson has been convicted and fined $1,000, over loan applications for four customers he submitted... READ MORE
Government drops broker rem review

Government drops broker rem review
by Annie Kane • 21 Mar 2022
Following a meeting with members of industry last week, Assistant Treasurer Michael Sukkar MP has revealed that the... READ MORE
ACT government cuts stamp duty further

ACT government cuts stamp duty further
by • 17 Mar 2022
The move builds on the ACT government’s announcement last year to remove stamp duty for purchases up to the value... READ MORE
Lismore flood support

Housing support for NSW flood-impacted communities

by • 15 Mar 2022
It’s been more than two weeks since the major flood event, and while some people have found temporary... READ MORE
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The Adviser is the number one magazine for Australia's finance and mortgage brokers. The publications delivers news, analysis, business intelligence, sales and marketing strategies, research and key target reports to an audience of professional mortgage and finance brokers
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