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Compliance

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Connective backs merger utility amid ACCC doubts
by Charbel Kadib • 14 Feb 2020
Earlier this week, the Australian Competition and Consumer Commission (ACCC) raised preliminary concerns regarding... READ MORE
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ACCC raises concerns about AFG-Connective merger
by Annie Kane • 12 Feb 2020
Last year, major aggregator Australian Finance Group Ltd announced that it was looking to acquire Connective Group... READ MORE
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Working with vulnerable customers
by Annie Kane • 11 Feb 2020
On 1 July 2019, the Australian Banking Association (ABA) introduced a new Banking Code of Practice that brought in a... READ MORE
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ASBFEO calls for 30-day payment terms for SMEs
by Hannah Dowling • 11 Feb 2020
The Australian Small Business and Family Enterprise Ombudsman (ASBFEO), Kate Carnell, has released a position paper... READ MORE
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Government proposes new ACL obligations
by Charbel Kadib • 31 Jan 2020
The Morrison government has released for consultation a raft of exposure draft legislation for public comment, which... READ MORE
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AFCA launches bushfire hotline
by Malavika Santhebennur • 28 Jan 2020
The Australian Financial Complaints Authority (AFCA) has launched a bushfire support hotline to assist those impacted... READ MORE
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Aggregators look to tech for help with changing regulations
by Malavika Santhebennur • 6 Jan 2020
When asked for their thoughts on what the year 2020 will hold for the broking industry, several aggregator heads... READ MORE
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Beating the holiday blues
by Hannah Dowling • 27 Dec 2019
Holiday festivities can often bring stress and pressure, particularly when it comes to personal finances, family... READ MORE
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Financial cyber resilience improving: ASIC
by reporter • 27 Dec 2019
In 2017, ASIC surveyed the cyber resilience of firms operating in Australia’s financial markets, with... READ MORE
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2019: The Year in Review
by Malavika Santhebennur • 13 Dec 2019
ING’s head of third party distribution, Glenn Gibson, describes 2019 as a tale of two halves. In the first half of... READ MORE
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2020 Vision: Predictions for the year ahead
by Malavika Santhebennur • 12 Dec 2019
Common ground Several commentators agreed on common themes for the year 2020. An increase in broker market... READ MORE
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Best interests duty should apply to all products: AFCA
by Charbel Kadib • 3 Dec 2019
Treasury has released submissions from its first round of consultation on the federal government’s best interests... READ MORE
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Government legislates ban on conflicted remuneration
by Charbel Kadib • 28 Nov 2019
The Morrison government has tabled its Financial Sector Reform (Hayne Royal Commission Response–Protecting... READ MORE
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Compliance standardisation: Addressing the elephant in the room
by NextGen.Net • 28 Nov 2019
Q. Looking back over the year, compliance seems to have been the word on everyone’s lips. What do you think has... READ MORE
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Expenditure benchmarks ‘ripe for further guidance’: ASIC
by Annie Kane • 20 Nov 2019
Speaking at the parliamentary joint committee on corporations and financial services hearing on its oversight of the... READ MORE
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