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Compliance

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Survey reveals limited support for property regulation
by James Mitchell • 15 Jan 2014
The survey, conducted by The Adviser's sister publication SMSF Adviser, has revealed that of 469 respondents, 38.8... READ MORE
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ASIC let off for unlicensed business
by Steven Cross • 10 Jan 2014
Tru Blu Collections Services Pty Ltd attracted the attention of ASIC in October 2012, after purchasing a loan book... READ MORE
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ACCC takes second swipe at ANZ
by Staff Reporter • 11 Dec 2013
The court ruling was handed down by Justice Dowsett late last month, and the ACCC announced its appeal... READ MORE
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Misleading adverts draw ire of ASIC
by Staff Reporter • 10 Dec 2013
After the industry watchdog raised concerns that home loan interest rates advertised on the MyRate website were... READ MORE
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ASIC puts outsourcing under spotlight
by Steven Cross • 9 Dec 2013
  The regulator imposed additional licence conditions on Award Mortgage Solutions in light of the... READ MORE
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NCCP Regulations can be your friend...
by Aaron Upcroft • 11 Nov 2013
It is quite clear that ASIC are happy to wield the big stick of compliance and cancel licences or prosecute brokers... READ MORE
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Diversification Report
by Michael Masterman • 1 Nov 2013
According to Frank Paratore, Ballast’s chief executive officer, brokers should see integration as an opportunity to... READ MORE
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APRA crackdown on high LVRs
by Steven Cross • 30 Oct 2013
Speaking at the Customer Owned Banking Association (COBA) and AM Institute Convention in Melbourne yesterday,... READ MORE
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BOQ opens books to ASIC investigation
by Steven Cross • 23 Oct 2013
While the initial $12 million error was self-reported to the Australian Securities and Investments Commission (ASIC)... READ MORE
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Treasury questions ban on exit fees
by Staff Reporter • 18 Oct 2013
In a letter to the Mortgage and Finance Association of Australia (MFAA), the Treasury Department has sought comment... READ MORE
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Government dismisses Resimac's help request
by Steven Cross • 4 Oct 2013
 Resimac approached the Takeovers Panel late last month requesting that it restrain Cadence Capital, a 17.1 per... READ MORE
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Regulators powerless to stop scammers
by Steven Cross • 2 Oct 2013
After last week’s revelation that infamous scammer Mark Whittingham has been linked to a new scam, which... READ MORE
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Originator extends risk fee special
by Staff Reporter • 2 Oct 2013
As part of the temporary deal, Better Mortgage Management is offering a risk fee of 0.5 per cent with a rate of 6.74... READ MORE
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Paving the way forward
by Reporter • 1 Oct 2013
The third annual Australian Broking Awards (ABAs) was held at Sydney’s Overseas Passenger Terminal on 2 August... READ MORE
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Media commentators safe from NCCP laws
by Steven Cross • 27 Sep 2013
Burdened by NCCP restrictions, some brokers have begun complaining about TV commentators giving ‘financial... READ MORE
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