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Compliance

Industry innovators awarded for efficiency

by Reporter • 2 Nov 2017
The Local Loan Company, FINWEB Finance Group and Kingston Capital Services were winners of the 2017 Achievement and... READ MORE

‘Compliance is not a competitive advantage’: Choice

by James Mitchell • 31 Oct 2017
Speaking to The Adviser, Mr Moore explained how there has been a recognition among mortgage professionals that the... READ MORE

New ASIC chair announced

by Reporter • 17 Oct 2017
According to an announcement by Minister for Revenue and Financial Services Kelly O'Dwyer, Mr Shipton will be... READ MORE

Regulation specialist suggests remuneration is 'inherently conflicted'

by Reporter • 16 Oct 2017
Speaking during a session on broker remuneration at the Informa Credit Law Conference in Surfers Paradise on Thursday... READ MORE

Small Business Minister 'agrees' with ASIC remuneration review

by Reporter • 13 Oct 2017
Speaking at the Informa Credit Law Conference in Surfers Paradise on Thursday (12 October), Minister McCormack told... READ MORE

ASIC to recover $9m from credit intermediaries

by Reporter • 10 Oct 2017
As a result of laws passed in June, those that “create the need for and benefit from ASIC’s regulation will bear... READ MORE

Locked out

by Lucy Dean • 9 Oct 2017
“People seem to skip over the part about how Indigenous people's land was taken,” said Amanda Young, CEO at... READ MORE

Mutual benefits

by James Mitchell • 9 Oct 2017
A word from MSA National For over 27 years, MSA has been a champion for the broker and customer experience. And in... READ MORE

Brokers ‘burdened’ by anti-money laundering regulation

by Reporter • 28 Sep 2017
Writing in a submission to the Productivity Commission’s inquiry into competition in the Australian financial... READ MORE

ASIC independence ‘faces threat’, warns Labor

by Reporter • 21 Sep 2017
Labor minister Chris Bowen MP, the federal member for McMahon, issued a warning today (20 September) that his party... READ MORE

APRA has ‘failed’ on competition: COBA

by Staff Reporter • 20 Sep 2017
Discussing the Customer Owned Banking Association's submission to the Productivity Commission (PC), director Luke... READ MORE

'I'd do it': ASIC chairman would place consumers in larger loans

by Reporter • 14 Sep 2017
Speaking at a Reuters Newsmaker event on Tuesday (12 September), Mr Medcraft touched on a recent report from... READ MORE

ASIC formally bans flex commissions

by Reporter • 7 Sep 2017
The Australian Securities & Investments Commission (ASIC) announced earlier this year that it would ban flex... READ MORE

‘Proof’ needed in ASIC remuneration claims

by Reporter • 6 Sep 2017
Writing in a response to Treasury’s consultation on ASIC’s Review of Mortgage Broker Remuneration, the CEO of... READ MORE

ASIC releases mortgage videos

by Reporter • 5 Sep 2017
ASIC’s MoneySmart platform, which provides consumers with information on making “better financial decisions”,... READ MORE
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