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Compliance

AFCA unveils new strategy

by Annie Kane • 18 Oct 2018
From 1 November 2018, the Australian Financial Complaints Authority (AFCA) will amalgamate three external dispute... READ MORE

Compliance in a digital world

by Tas Bindi • 5 Oct 2018
Brokers will know well that many lenders have been tightening up their credit policies around income, expenses and... READ MORE

Royal commission questions longevity of HEM

by Reporter • 5 Oct 2018
The interim report from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services... READ MORE

ASIC mortgage reports due next year

by Reporter • 3 Oct 2018
The Australian Securities and Investments Commission (ASIC) has released its Corporate Plan for 2018–19 to... READ MORE

Royal commission releases interim report

by Reporter • 28 Sep 2018
The 375-page report (volume one of three) covers the “policy-related issues” arising from the first four rounds... READ MORE

Royal commission escalated FOS complaints

by Tas Bindi • 28 Sep 2018
The Financial Ombudsman Service’s annual review — the last before it becomes part of the new Australian... READ MORE

ASIC provides last-ditch ‘relief’ for AFCA transition

by Reporter • 24 Sep 2018
Last month, members of the mortgage and finance industry, including aggregator heads, had voiced frustration and... READ MORE

ASIC approves AFCA’s complaint resolution rules

by Reporter • 13 Sep 2018
The Australian Securities and Investments Commission (ASIC) has announced that it has approved the Australian... READ MORE

Meaningful mentoring

by Reporter • 6 Sep 2018
"Every single broker goes through a period where they are really questioning the decision they made,” said Therese... READ MORE

Pillars of strength?

by Reporter • 6 Sep 2018
The four pillars of the Australian banking system — the Australia and New Zealand Banking Group (ANZ), the... READ MORE

ASIC prescribes new responsible lending reform

by Reporter • 6 Sep 2018
The Australian Securities and Investments Commission (ASIC) has introduced new assessment criteria to be used by... READ MORE

New tool to reduce risk and boost compliance efficiency

by Reporter • 6 Sep 2018
NextGen.Net has delivered a standardised compliance tool, as part of its ApplyOnline platform, designed to improve... READ MORE

Treasurer reveals who will take over financial services portfolio

by Reporter • 4 Sep 2018
Treasurer Josh Frydenberg announced on Monday (3 September) that he will be responsible for economic and fiscal... READ MORE

FBAA slates ‘toothless tiger’ APRA as more banks hike rates

by Reporter • 3 Sep 2018
Following Westpac’s decision to lift home loan rates by 14 basis points, Adelaide Bank and Suncorp have also... READ MORE

AFCA expects to receive 50,000 complaints within first year

by Tas Bindi • 3 Sep 2018
Speaking at the National Small Business Summit, the CEO of the new Australian Financial Complaints Authority (AFCA),... READ MORE
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