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Compliance

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Government proposes new ACL obligations
by Charbel Kadib • 31 Jan 2020
The Morrison government has released for consultation a raft of exposure draft legislation for public comment, which... READ MORE
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AFCA launches bushfire hotline
by Malavika Santhebennur • 28 Jan 2020
The Australian Financial Complaints Authority (AFCA) has launched a bushfire support hotline to assist those impacted... READ MORE
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Aggregators look to tech for help with changing regulations
by Malavika Santhebennur • 6 Jan 2020
When asked for their thoughts on what the year 2020 will hold for the broking industry, several aggregator heads... READ MORE
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Beating the holiday blues
by Hannah Dowling • 27 Dec 2019
Holiday festivities can often bring stress and pressure, particularly when it comes to personal finances, family... READ MORE
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Financial cyber resilience improving: ASIC
by reporter • 27 Dec 2019
In 2017, ASIC surveyed the cyber resilience of firms operating in Australia’s financial markets, with... READ MORE
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2019: The Year in Review
by Malavika Santhebennur • 13 Dec 2019
ING’s head of third party distribution, Glenn Gibson, describes 2019 as a tale of two halves. In the first half of... READ MORE
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2020 Vision: Predictions for the year ahead
by Malavika Santhebennur • 12 Dec 2019
Common ground Several commentators agreed on common themes for the year 2020. An increase in broker market... READ MORE
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Best interests duty should apply to all products: AFCA
by Charbel Kadib • 3 Dec 2019
Treasury has released submissions from its first round of consultation on the federal government’s best interests... READ MORE
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Government legislates ban on conflicted remuneration
by Charbel Kadib • 28 Nov 2019
The Morrison government has tabled its Financial Sector Reform (Hayne Royal Commission Response–Protecting... READ MORE
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Compliance standardisation: Addressing the elephant in the room
by NextGen.Net • 28 Nov 2019
Q. Looking back over the year, compliance seems to have been the word on everyone’s lips. What do you think has... READ MORE
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Expenditure benchmarks ‘ripe for further guidance’: ASIC
by Annie Kane • 20 Nov 2019
Speaking at the parliamentary joint committee on corporations and financial services hearing on its oversight of the... READ MORE
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We’re not to blame for slower processing times: ASIC
by Charbel Kadib • 15 Nov 2019
In his address to the Australian Retail Credit Association (ARCA), Sean Hughes, commissioner at the Australian... READ MORE
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Genworth revises serviceability calculator
by Reporter • 13 Nov 2019
LMI provider Genworth Mortgage Insurance has reduced its interest rate floor for home loan serviceability assessments... READ MORE
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ASIC sheds light on upcoming RG 209 guidance
by Annie Kane • 12 Nov 2019
In February, ASIC issued a consultation paper to update its guidance on responsible lending given the changes to its... READ MORE
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AFCA bolsters leadership team
by Hannah Dowling • 11 Nov 2019
The Australian Financial Complaints Authority (AFCA) has announced that it has created a new leadership position, in... READ MORE
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The Adviser is the number one magazine for Australia's finance and mortgage brokers. The publications delivers news, analysis, business intelligence, sales and marketing strategies, research and key target reports to an audience of professional mortgage and finance brokers
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