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Compliance
Best interests duty ‘reflects customer expectations’: Treasurer
by Charbel Kadib • 26 Aug 2019
The Morrison government has introduced the National Consumer Credit Protection Amendment (Mortgage Brokers) Bill... READ MORE
‘The age of the regulator’: Compliance to get harder
by Tas Bindi • 21 Aug 2019
According to the Governance Institute of Australia’s latest report, The Future of the Governance Professional,... READ MORE
Broking groups to appear before ASIC
by Charbel Kadib • 19 Aug 2019
In February, the Australian Securities and Investments Commission (ASIC) launched a review to update its responsible... READ MORE
Treasury set to consult on best interests duty
by Annie Kane • 13 Aug 2019
In the final report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services... READ MORE
Consumers have a role to play in deterring misconduct: APRA
by Tas Bindi • 9 Aug 2019
Speaking at the Banking and Finance Oath’s Crossroads conference on Thursday (8 August), the chair of the... READ MORE
Government urged to tackle elder financial abuse
by Annie Kane • 9 Aug 2019
The Australian Banking Association (ABA) has launched a new campaign, Stop Elder Financial Abuse, in partnership with... READ MORE
New inquiry into financial services sector launched
by Charbel Kadib • 5 Aug 2019
The Morrison government has asked the House of Representatives standing committee on economics to inquire into... READ MORE
Feedback sought on new expenses standard
by Annie Kane • 1 Aug 2019
The Lending Industry XML Initiative (LIXI), a member-based not-for-profit company that develops and promotes... READ MORE
Appeal denied for jailed CEO
by Hannah Dowling • 30 Jul 2019
In 2017, the former CEO and executive chairman of failed health-food chain Healthzone Ltd, Peter David Roach, was... READ MORE
Financial system is ‘more resilient’ thanks to APRA, finds review
by Annie Kane • 18 Jul 2019
The conclusion comes in the APRA Capability Review, which was called by government earlier this year to assess the... READ MORE
Treasurer ‘optimistic’ on economic future
by Annie Kane • 17 Jul 2019
Speaking at the Address to the Australian Chamber of Commerce and industry lunch in Brisbane on Tuesday (16 July), Mr... READ MORE
Common approach agreed on financial abuse requirements
by Annie Kane • 15 Jul 2019
More headway has been gained over the finance industry’s approach to identifying and declaring financial abuse,... READ MORE
ASIC cancels non-compliant credit licences
by Reporter • 15 Jul 2019
The Australian Securities and Investments Commission (ASIC) has taken action to ensure that financial services... READ MORE
ASIC takes action against mortgage professionals
by Reporter • 15 Jul 2019
The Australian Securities and Investments Commission (ASIC) announced that it had cancelled the Australian financial... READ MORE
MFAA backs ‘entirely appropriate’ APRA reforms
by Charbel Kadib • 9 Jul 2019
Last week, the Australian Prudential Regulation Authority (APRA) finalised its proposal to scrap the 7 per cent... READ MORE
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