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Compliance
ASIC applauded for BID guidance approach
by Annie Kane • 25 Feb 2020
On Thursday (20 February), the Australian Securities and Investments Commission (ASIC) released its long-awaited... READ MORE
ASIC outlines record-keeping obligations for BID compliance
by Charbel Kadib • 24 Feb 2020
Last week, the Australian Securities and Investments Commission (ASIC) published its draft regulatory guide on best... READ MORE
ASIC releases draft BID guidance
by Charbel Kadib • 20 Feb 2020
The Australian Securities and Investments Commission (ASIC) has published its draft regulatory guide on best... READ MORE
Connective backs merger utility amid ACCC doubts
by Charbel Kadib • 14 Feb 2020
Earlier this week, the Australian Competition and Consumer Commission (ACCC) raised preliminary concerns regarding... READ MORE
ACCC raises concerns about AFG-Connective merger
by Annie Kane • 12 Feb 2020
Last year, major aggregator Australian Finance Group Ltd announced that it was looking to acquire Connective Group... READ MORE
Working with vulnerable customers
by Annie Kane • 11 Feb 2020
On 1 July 2019, the Australian Banking Association (ABA) introduced a new Banking Code of Practice that brought in a... READ MORE
ASBFEO calls for 30-day payment terms for SMEs
by Hannah Dowling • 11 Feb 2020
The Australian Small Business and Family Enterprise Ombudsman (ASBFEO), Kate Carnell, has released a position paper... READ MORE
Government proposes new ACL obligations
by Charbel Kadib • 31 Jan 2020
The Morrison government has released for consultation a raft of exposure draft legislation for public comment, which... READ MORE
AFCA launches bushfire hotline
by Malavika Santhebennur • 28 Jan 2020
The Australian Financial Complaints Authority (AFCA) has launched a bushfire support hotline to assist those impacted... READ MORE
Aggregators look to tech for help with changing regulations
by Malavika Santhebennur • 6 Jan 2020
When asked for their thoughts on what the year 2020 will hold for the broking industry, several aggregator heads... READ MORE
Beating the holiday blues
by Hannah Dowling • 27 Dec 2019
Holiday festivities can often bring stress and pressure, particularly when it comes to personal finances, family... READ MORE
Financial cyber resilience improving: ASIC
by reporter • 27 Dec 2019
In 2017, ASIC surveyed the cyber resilience of firms operating in Australia’s financial markets, with... READ MORE
2019: The Year in Review
by Malavika Santhebennur • 13 Dec 2019
ING’s head of third party distribution, Glenn Gibson, describes 2019 as a tale of two halves. In the first half of... READ MORE
2020 Vision: Predictions for the year ahead
by Malavika Santhebennur • 12 Dec 2019
Common ground
Several commentators agreed on common themes for the year 2020.
An increase in broker market... READ MORE
Best interests duty should apply to all products: AFCA
by Charbel Kadib • 3 Dec 2019
Treasury has released submissions from its first round of consultation on the federal government’s best interests... READ MORE
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