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Financial industry must be inclusive: ASIC
by Reporter • 23 May 2019
In his opening address to the ASIC Annual Forum last week, Mr Shipton said financial institutions must “rise to... READ MORE
More people could access mortgages under proposed APRA changes
by Annie Kane • 22 May 2019
The prudential regulator launched a four-week consultation on Tuesday (21 May) asking members of industry to respond... READ MORE
ASIC consults on new complaints-handling rules
by Tas Bindi • 17 May 2019
Financial institutions may have to accept grievances aired online (for example, on social media platforms) as... READ MORE
Competition vs. Collaboration: The balancing act
by Tas Bindi • 6 May 2019
The leading 19th century economist Herbert Spencer once likened the economy to a jungle, in which only the fittest... READ MORE
APRA to take on new responsibilities
by Eliot Hastie • 15 Apr 2019
The prudential regulator has released the address that its chairman, Wayne Byres, was expected to deliver to the... READ MORE
ASIC releases update on enforcement of financial misconduct
by Reporter • 10 Apr 2019
The Australian Securities and Investments Commission (ASIC) has released an enforcement update for the six months... READ MORE
Senator ‘yet to be convinced’ of trail utility
by Charbel Kadib • 9 Apr 2019
Senator Rex Patrick of the Centre Alliance has said that he is “yet to be convinced” that trail commission... READ MORE
Winds of change
by Annie Kane • 5 Apr 2019
More than 15 months after the letters patent outlined the remit of the Royal Commission into Misconduct in the... READ MORE
ASIC’s new product intervention powers becomes official
by Tas Bindi • 5 Apr 2019
The Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) Bill 2019 has... READ MORE
ASIC to recover $5.6m from credit intermediaries
by Annie Kane • 1 Apr 2019
As part of the Australian Securities & Investments Commission’s (ASIC) cost recovery implementation statement... READ MORE
Trail book scammer jailed
by Annie Kane • 28 Mar 2019
Mark William Whittingham had pleaded guilty to a total of 16 charges of “obtaining financial advantage by... READ MORE
Shadow treasurer says government has ‘got it wrong’ on trail
by Annie Kane • 26 Mar 2019
Speaking at the AFR Banking & Wealth Summit this morning (26 March), Chris Bowen, shadow treasurer and federal... READ MORE
AFS licences revoked after firms failed to join AFCA
by Reporter • 25 Mar 2019
The Australian Securities and Investments Commission (ASIC) has revoked the licences of two NSW-based accounting... READ MORE
Hayne’s remuneration recommendations ‘contradictory’
by Tas Bindi • 25 Mar 2019
Speaking to The Adviser, HashChing COO Siobhan Hayden pointed out that, on the one hand, commissioner Kenneth Hayne... READ MORE
Regulators dismiss Hayne’s call for change to SME definition
by Reporter • 21 Mar 2019
In its quarterly statement, the Council of Financial Regulators (CFR) — made up of the Australian Prudential... READ MORE
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